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Brokerage Compliance Operations Associate
Brokerage Compliance Operations Associate
RobinhoodHybridDenver, Lake MaryFintechFull-time$31-$37/hrPublic
About the role
Join Robinhood's Compliance Licensing & Registration team as a Brokerage Compliance Operations Associate. This role involves managing the day-to-day processes of registration, onboarding, and related tasks for FINRA member entities and associated persons. You will be responsible for regulatory filings, maintaining documentation, and assisting with process improvements to ensure compliance. We are looking for a self-starter with 2+ years of experience in compliance or brokerage functions, strong communication skills, and a drive to learn in a fast-paced environment.
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