Jobs

Alpaca Securities LLC is seeking a Chief Risk Officer, Broker Dealer Oversight to lead risk management for all brokerage operations. This role involves developing and implementing risk monitoring, establishing key risk indicators, and managing issues from identification to resolution, working closely with product and engineering teams. The ideal candidate will have 8+ years of experience in a regulator or broker-dealer setting, holding FINRA Series 7 and 24 licenses, and possess a strong understanding of SEC and FINRA regulations. This is a critical leadership position reporting directly to the President of Alpaca Securities LLC, requiring a self-starter who can adapt to a changing regulatory environment.