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Senior Regional Compliance Associate
Senior Regional Compliance Associate
FartherAbout the role
Farther is seeking a detail-oriented Senior Regional Compliance Associate to serve as the primary compliance resource for a distributed network of advisors within an assigned geographic region. This role involves conducting supervisory reviews, providing compliance guidance, and partnering with business leadership to ensure adherence to FINRA and SEC rules. The ideal candidate will have 5+ years of financial services compliance experience, active Series 66 and Series 24 licenses, and a strong understanding of regulatory requirements. This is a hybrid role based in Irving, TX, with some regional travel required.
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