Jobs

Alpaca is seeking a proactive and highly organized Director of Compliance to support all aspects of the firm's compliance program, reporting to the Chief Compliance Officer. This role involves applying practical knowledge of FINRA rules, partnering with business units, and managing regulatory examinations and filings. The ideal candidate will have at least 10 years of experience in compliance within FINRA, SEC, and OCC jurisdictions, deep knowledge of U.S. securities regulations, and hold Series 7 and 24 FINRA licenses. Join a dynamic, globally distributed team committed to opening financial services to everyone on the planet.