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Japan Broker-Dealer Legal & Compliance Manager
Japan Broker-Dealer Legal & Compliance Manager
AlpacaAlpacaJapan, a Type I Financial Instruments Business Operator, is seeking a bilingual Legal & Compliance Manager to support its rapidly growing business in Japan. This core role involves ensuring regulatory compliance, coordinating with authorities, and proactively engaging in business-process improvement and legal assessments for new opportunities. The ideal candidate will have 3+ years of legal or compliance experience in a Japanese securities firm, business-level fluency in both Japanese and English, and a strong understanding of regulatory reporting and risk management frameworks. Experience in startup environments or international collaboration is highly valued, as the position requires close collaboration with global group entities.
